by Andy Rickman | Sep 30, 2018
Pursuant to the Dodd-Frank reward program, the SEC issued a final order giving a foreign whistleblower $4 million. The order can be reviewed here. This is yet another award to a foreign whistleblower under the SEC’s reward program. If anyone has information... by Andy Rickman | Aug 19, 2018
A recent Wall Street Journal article reported on one of my whistleblower clients who is awaiting a multi-million dollar award from the SEC. As noted by the WSJ, the reward payout under the Dodd-Frank reward program for this particular matter ranges from $3 million to... by Andy Rickman | Aug 6, 2018
This is the second in a series where some of my clients have volunteered to answer a few questions in order to provide insight to future whistleblowers who are considering making a Dodd-Frank reward submission. What is your background? I worked in the finance... by Andy Rickman | Jul 9, 2018
Anyone who has information about an SEC-regulated company engaging a suspicious event, marketing, or advertising company may have a reward eligible case. Companies will often use event companies, marketing consultants, and advertising entities to pay bribes to foreign... by Andy Rickman | Jun 26, 2018
Anyone who has information about an SEC-regulated company engaging in accounting fraud may have a reward eligible case. Companies will sometimes manipulate their financial numbers in order to meet quarterly expectations. Slush Funds – Misusing Reserves Management will...