by Andy Rickman | Feb 27, 2019
The Wall Street Journal reported yesterday on one of my FCPA whistleblower clients who helped trigger a quarter billion dollar settlement in the healthcare sector. The WSJ article German Dialysis Firm Reaches Agreement in Bribery Probe explains that “German...
by Andy Rickman | Feb 4, 2019
Anyone with information about distributors or resellers paying bribes to help US-traded companies win government deals can obtain large rewards under the SEC’s Dodd-Frank Reward Program. The SEC recently settled an FCPA case against Polycom for using corrupt...
by Andy Rickman | Jan 22, 2019
Channel bribery and reseller collusion schemes are eligible for FCPA rewards. Dodd Frank rewards may be available to anyone with information about resellers providing trips or payments to government officials and colluding and rigging government tenders. Resellers and...
by Andy Rickman | Jan 15, 2019
SEC whistleblowers should report FCPA violations and other securities violations as soon as they become aware of them so that their reports are considered timely. In cases where whistleblowers have not reported promptly, the SEC has reduced their rewards...
by Andy Rickman | Jan 7, 2019
Compliance and internal audit personnel who are aware of FCPA violations or other securities violations committed by SEC-regulated companies may be eligible for a reward under the Dodd-Frank Reward Program. The Dodd-Frank Whistleblower Program allows compliance and...
